Member of PhillipCapital
Best Retail Broker Award 2011
Established in 1975, PhillipCapital is a group of companies which offers a full range of quality and innovative financial services to retail, corporate and institutional customers. Our comprehensive suite of financial services include fund management, unit trusts, hedge funds, insurance planning, investment research and broking in bond, securities, futures, foreign exchange, precious metals and commodities.
Today, we operate in the financial hubs of 11 countries, with offices in Singapore, United Kingdom, France, China, Hong Kong, Thailand, Japan, Australia, Malaysia, Indonesia and Sri Lanka. In Singapore, our members include Phillip Securities, Phillip Securities Research, Phillip Futures, Phillip Financial, Phillip Capital Management, CyberQuote, Phillip Private Equity, Phillip Trading, IFS Capital Limited and ECICS Limited.
Phillip Securities keeps clients’ funds in a trust account, which are not commingled with its own house funds. This is in accordance with section 104 of the Securities and Futures Act (‘SFA”) which requires that a CMS licence holder handle clients’ moneys and assets in line with regulations prescribed by the MAS. In addition, section 104A of the SFA provides that clients’ moneys and assets cannot be used for payment of the CMS licence holder’s debts.
Phillip Securities clinched the ‘Best Retail Broker Award 2011′, making it two successive wins in a row. This prestigious award was received in the recently held Investor’ Choice Awards 2011, which is recognised by the Securities Investors Association of Singapore (SIAS), on 27 October ’11.
