Phillip CFD - Contracts For Difference

Our Trading Rates and Promotions

Rates	Promotions
Equities CFD	All rollover fees waived for 2010
Equities CFD (Direct Market Access)	No Finance Charges for First 5 Days
World Indices CFD	100 Lucky Winners Draw
	CFD 3Q Loyalty Program

Promotions

Promotion

All rollover fees waived

From now till the end of 2010, rollover fees on ALL CFD contracts will be waived.

At contract expiry, clients will not be charged the rollover fee, but all profits, losses & finance charges accrued due to the previous month’s rolled-over contract will still be realized. This also applies to clients who currently have open positions before 1 April 2010.

No Finance Charges for First 5 Days

Short-term trading has just gotten more rewarding!

From now until 30 September 2010, enjoy NO Finance Charges for the first 5 days of any new position on Singapore Equities (CFD and DMA).

100 Lucky Winners Draw

View Terms & Conditions

The more you trade, the more chances you get to walk away with a prize!

From now until 30 September 2010, spend more than S$500 in commission on Equities CFD to qualify for our quarterly lucky draw. There are no limits to the number of chances you get at the lucky draw, but only 100 clients get to win!

Lucky Draw Chances	Equities CFD Trades
1	with each SG CFD (Normal) trade
2	with each SG CFD (DMA) trade
3	with each HK CFD trade
3	with each MY CFD trade
3	with each US CFD trade

CFD 3Q Loyalty Program

View Terms & Conditions

Exciting promotions await Phillip CFD clients!

From July to September 2010, all clients who spend S$2,000 and above in commission in a month get to redeem rewards such as SMS stock alert, daily market updates, educational vouchers and grocery vouchers.

If your monthly commission is	You get to redeem	From our loyalty rewards
More than $2,000	50 SMS messages 1 month subscription 1 $30 voucher 1 $10 voucher	SMS Stock Alerts SMS updates on key market movements Trading course voucher Grocery voucher
More than $4,000	100 SMS messages 1 month subscription 1 $60 voucher 1 $20 voucher
More than $6,000	200 SMS messages 1 month subscription 1 $100 voucher 1 $30 voucher

Trading Rates

1a. Equities CFD

CFD (Equity)	Commission * Rates subjected to changes. GST on Commission apply	Min Commission	* Finance Charges * Rates subjected to changes	Current Promotion (s)
Singapore (SGX)	Index Component Stocks 0.2% flat Non-Index Component Stocks 0.3% flat (Daily amalgamation basis on same counter, regardless of buy/sell)	Min S$25 / US$18 / HK$150	Long : 5.5% p.a. (DR) Short : 8.0% p.a., 6% p.a. or 4% p.a. (DR) Based on 100% mark-to-market contract value	From 1 Jul - 30 Sep 2010, Index Component Stocks i) 0.148% commission Non-Index Component Stocks ii) 0.25% commission All Trades iii) 5 calendar days FREE financing Long Trades iv) Long financing charges are reduced to 4.5% p.a. or 5.0% p.a.
Singapore (SGX)		Min S$25 / US$18 / HK$150		From 1 Apr - 31 Dec 2010, All Trades v) Waiver of rollover commission for all SG Stocks CFD
Malaysia (KLSE)	0.6% (Settlement Curr in MYR) (Daily amalgamation basis on same counter, regardless of buy/sell)	Min RM 60	Long : 5.5% p.a. (DR) Short : 4.0% p.a. (DR) Based on 100% opening contract value	From 1 Apr - 31 Dec 2010, All Trades i) Waiver of rollover commission for all MY Stocks CFD
Hong Kong (HKSE)	0.4% (Daily amalgamation basis on same counter, regardless of buy/sell)	Min HK$150	Long : 5.5% p.a. (DR) Short : 8.0% p.a. (DR) Based on 100% opening contract value	From 1 Apr - 31 Dec 2010, All Trades 1) Waiver of rollover commission for all HK Stocks CFD
United States (NYSE / NASDAQ)	0.25% (Per trade basis)	Min US$25	(Effective from 10 July 2009) Long : 5.0% p.a. (DR) Short : 4.0% p.a. (DR) Based on 100% mark-to-market contract value	From 1 Apr - 31 Dec 2010, All Trades 1) Waiver of rollover commission for all US Stocks CFD

1b. Equities CFD (Direct Market Access)

CFD (DMA)	Commission * Rates subjected to changes. GST on Commission apply	Min Commission	* Finance Charges * Based on 100% mark-to-market contract value * Rates subjected to changes	Current Promotion (s)
Singapore (SGX)	0.33% (Daily amalgamation basis on same counter, regardless of buy/sell)	Min S$25 / US$18 / HK$150	Long : 5.5% p.a. (DR) Short : 8.0% p.a., 6% p.a. or 4% p.a. (DR) Based on 100% mark-to-market contract value	From 1 Jul to 30 Sep 2010, Index Comp Stocks i) 0.22% Commission on Index Component Stocks (min comm applies) ii) 5 calendar days FREE financing Long Trades i) Long financing charges are reduced to 4.5% p.a. or 5.0% p.a.
				From 1 Apr - 31 Dec 2010, All Trades ii) Waiver of rollover commission for all SG Stocks CFD (DMA)

4.5% p.a. Long Rates Counters
FirstRes	JSH 300US$	SoundGlobal
Genting SP	Li Heng	Z-Obee
HL Asia	OSIM
JMH 400US$	PEC

4.0% p.a. Short Rates Counters
A-REITS	Jardine C&C	SGX
CapitaLand	Kep Corp	SIA
CDL Hospitality Trust	Kep Land	Singpost
City Development	Noble Group	ST Engineering
Comfort Delgro	OCBC	UOB
F&N	Parkway	Wing Tai
HK Land US$	Semb Mar

6.0% p.a. Short Rates Counters
Allgreen	DBS	Singtel
CapitaMall	Golden Agri	SMRT
China Kanda	SIA Engineering	Venture

2. World Indices CFD

CFD (Index)	Commission * Rates subjected to changes. GST on Commission apply	Min Trade Size	* Finance Charges * Based on 100% mark-to-market contract value * Rates subjected to changes	Current Promotion (s)
Straits Times Index CFD	S$10 (per side / lot basis)	1	Long : 5.5% p.a. (DR) Short : 3.0% p.a. (DR) Based on 100% mark-to-market contract value	From 1 Apr - 31 Dec 2010, All Trades i) Waiver of rollover commission for this index
Hong Kong 40 Index CFD	HK$30 (per side / lot basis)	5	Long : 5.0% p.a. (DR) Short : 4.0% p.a. (DR) Based on 100% mark-to-market contract value	From 1 Jul to 30 Sep 2010, Commission i) HK $10 per side / lot (Subject to minimum of 5 lots per trade)
				From 1 Apr - 31 Dec 2010, All Trades ii) Waiver of rollover commission for this index
Japan 225 Index CFD	¥10 (per side / lot basis)	100	Long : 5.0% p.a. (DR) Short : 4.0% p.a. (DR) Based on 100% mark-to-market contract value	From 1 Apr - 31 Dec 2010, All Trades i) Waiver of rollover commission for this index
Wall Street Index CFD	US$10 (per side / lot basis)	1	Long : 5.0% p.a. (DR) Short : 4.0% p.a. (DR) Based on 100% mark-to-market contract value	From 1 Jul to 30 Sep 2010, Commission i) US $5 per side / lot
				From 1 Apr - 31 Dec 2010, All Trades ii) Waiver of rollover commission for this index
US SP 500 Index CFD	US$5 (per side / lot basis)	5	Long : 5.0% p.a. (DR) Short : 4.0% p.a. (DR) Based on 100% mark-to-market contract value	From 1 Jul to 30 Sep 2010, Commission i) US $1.50 per side / lot (Subject to minimum of 5 lots per trade)
				From 1 Apr - 31 Dec 2010, All Trades ii) Waiver of rollover commission for this index
US Tech 100 Index CFD	US$5 (per side / lot basis)	5	Long : 5.0% p.a. (DR) Short : 4.0% p.a. (DR) Based on 100% mark-to-market contract value	From 1 Jul to 30 Sep 2010, Commission i) US $2.00 per side / lot (Subject to minimum of 5 lots per trade)
				From 1 Apr - 31 Dec 2010, All Trades ii) Waiver of rollover commission for this index

Terms & Conditions

	100 Lucky Winners Draw
1.	All CFD clients who spend S$500 and above in brokerage fees on Equities CFD trades monthly will be automatically entered into the 100 Lucky Winners Draw.
2.	This lucky draw is valid from 1 July – 30 September 2010. One draw will be conducted at the beginning of each month , i.e. a draw will be conducted at the beginning of August 2010 for entries in July 2010.
3.	Each individual client is only entitled to 1 set of vouchers, based on NRIC or FIN number. Eligible clients will receive the vouchers by ordinary mail. Phillip Securities Pte Ltd will not be liable for lost mail.
4.	Vouchers will be sent to winners by end of following month.
5.	All employees and agents of Phillip Securities (PSPL) and its associated entities and subsidiaries (direct or indirect) are not eligible to participate in this Promotion.
6.	PSPL reserves the right to substitute the Promotion entitlement with another of equivalent value and amend any terms and conditions without prior notification. Where a dispute involving the interpretation of terms and conditions arises, PSPL reserves the right to have the final say.

	CFD 3Q Loyalty Program
1.	All CFD clients who spend S$2,000 and above in brokerage fees on Equities CFD trades monthly will automatically receive rewards. Qualifying clients will receive a letter describing entitlement and how to redeem rewards.
2.	This promotion is valid from 1 July – 30 September 2010.
3.	Each client who is eligible for Chart Nexus Stock Screener software is only entitled to a maximum of 3 months access during the promotional period.
4.	All employees and agents of Phillip Securities (PSPL) and its associated entities and subsidiaries (direct or indirect) are not eligible to participate in this Promotion.
5.	PSPL reserves the right to substitute the Promotion entitlement with another of equivalent value and amend any terms and conditions without prior notification. Where a dispute involving the interpretation of terms and conditions arises, PSPL reserves the right to have the final say.